Form D · Hedge Fund

Bi-Directional Disequilibrium Fund, Ltd. (Class K & L Shares)

George Town, Grand Cayman, E9 · CIK 0001470252

Offering snapshot reported Mar 9, 2018 · SEC filing

Reported sold
$5.3M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Aug 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.15M$6.3MAug 26, 2009: $1,300,000.00Aug 26, 2009Aug 13, 2010: $6,300,000.00Aug 11, 2011: $3,800,000.00Mar 8, 2012: $3,800,000.00Mar 8, 2013: $3,800,000.00Mar 10, 2014: $5,300,000.00Mar 10, 2015: $5,300,000.00Mar 10, 2016: $5,300,000.00Mar 10, 2017: $5,300,000.00Mar 9, 2018: $5,300,000.00Mar 9, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 9, 2018Amendment$5,300,000$0vs Mar 10, 20174SEC filing
Mar 10, 2017Amendment$5,300,000$0vs Mar 10, 20164SEC filing
Mar 10, 2016Amendment$5,300,000$0vs Mar 10, 20154SEC filing
Mar 10, 2015Amendment$5,300,000$0vs Mar 10, 20144SEC filing
Mar 10, 2014Amendment$5,300,000$1,500,000vs Mar 8, 20134SEC filing
Mar 8, 2013Amendment$3,800,000$0vs Mar 8, 20123SEC filing
Mar 8, 2012Amendment$3,800,000$0vs Aug 11, 20113SEC filing
Aug 11, 2011Amendment$3,800,000-$2,500,000vs Aug 13, 20103SEC filing
Aug 13, 2010Amendment$6,300,000$5,000,000vs Aug 26, 20092SEC filing
Aug 26, 2009Initial$1,300,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-133956
Each B/D is entitled to receive a percent of the mgmt fee & incentive allocation attributable to the investors it introduced to the fund. On 2/11/12 & 4/8/15, the Issuer ceased to use the svcs of Cap Growth Sec LLC & Pickwick Cap Ptnrs, LLC, respectively.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Capital Growth Securities LLC41847
LCS Securities, LLC140147
Pickwick Capital Partners, LLC130672
Easterly Securities LLC281103

Source: Form D, filed Mar 9, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lisa Alexander Director
Andrew Edgington Director
Scott Lennon Director
Levin Capital Strategies, L.P. Promoter
John P. Mackin Director
Georgia Prinsloo Director
Isatou Sey Director
Lisa Volekaert Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Walkers Corporate Limited Cayman Corporate Centre, 27 Hospital Rd
George Town, Grand Cayman, E9, KY1-9008