Form D · Hedge Fund

Lepercq Financial Opportunities, a Series of Lepercq Series Fund LP

New York, NY · CIK 0001674527

Offering snapshot reported May 16, 2018 · SEC filing

Reported sold: $34.1M
Investors reported: 12
Minimum accepted: $0
First sale: May 1, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$26,318,000 → $34,128,000
Reported investors8 → 12

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 16, 2018	Amendment	$34,128,000	$7,810,000vs May 16, 2017	12	SEC filing
May 16, 2017	Amendment	$26,318,000	$23,218,000vs May 16, 2016	8	SEC filing
May 16, 2016	Initial	$3,100,000	No comparison	3	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-263235

Source: Form D, filed May 16, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LEPERCQ FINANCIAL OPPORTUNITIES, A SERIES OF LEPERCQ SERIES FUND LP

Investment adviser: LEPERCQ DE NEUFLIZE ASSET MANAGEMENT LLC

Gross asset value: $16M
Beneficial owners: 4
ADV minimum commitment: $1M

Reported in Form ADV on Mar 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHEN & COMPANY, LTD. CLEVELAND, Ohio, United States

Custodian NORTHERN TRUST CHICAGO, Illinois, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHEN & COMPANY, LTD.
PCAOB 925

PERSHING LLC
SEC 8-17574

Filing source

Form ADV 1387665 · Mar 30, 2020 · Schedule D 7.B.(1), fund 805-3514402541

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Joshua M. Fremed	Executive
N/A Lepercq De Neuflize Asset Management Llc	Promoter
N/A Lepercq Partners Llc	Executive
Charles M. Stucke	Executive
Ryan M. Tie	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Lepercq Partners Llc 156 West 56 Th Street
New York, NY, 10019