Form D · Other Investment Fund

Lenox Alliance, LLC

Cincinnati, OH · CIK 0001529518

Offering snapshot reported Sep 23, 2011 · SEC filing

Reported sold
$2.55M
Offering amount: $2.55M
Investors reported
32
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Aug 31, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.33M$2.65MSep 9, 2011: $2,650,000.00Sep 9, 2011Sep 23, 2011: $2,550,000.00Sep 23, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,650,000 → $2,550,000
  • Reported investors31 → 32

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 23, 2011Amendment$2,550,000-$100,000vs Sep 9, 201132SEC filing
Sep 9, 2011Initial$2,650,000No comparison31SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-165588

Source: Form D, filed Sep 23, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LENOX ALLIANCE, LLC

Investment adviser: LENOX WEALTH MANAGEMENT, INC.

Gross asset value
$2.55M
Beneficial owners
32
ADV minimum commitment
$50K

Reported in Form ADV on Mar 30, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian MILLENIUM TRUST COMPANY OAK BROOK, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 1191272 · Mar 30, 2018 · Schedule D 7.B.(1), fund 805-3486251811

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jay Hummel Executive
John C. Lame Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
8044 Montgomery Road, Suite 480
Cincinnati, OH, 45236