Form D · Other Investment Fund

LEM Multifamily Senior Equity Fund IV, L.P.

Philadelphia, PA · CIK 0001648047

Offering snapshot reported Jul 14, 2016 · SEC filing

Reported sold: $178M
Investors reported: 25
Minimum accepted: $100K
First sale: Jul 1, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$89,326,500 → $177,857,143
Reported investors13 → 25

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 14, 2016	Amendment	$177,857,143	$88,530,643vs Jul 15, 2015	25	SEC filing
Jul 15, 2015	Initial	$89,326,500	No comparison	13	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.5
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-243797

Source: Form D, filed Jul 14, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LEM MULTIFAMILY SENIOR EQUITY FUND IV, L.P.

Investment adviser: LEM CAPITAL, L.P.

Gross asset value: $3.41M
Beneficial owners: 63
ADV minimum commitment: $5M

Reported in Form ADV on Aug 21, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX GROUP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP PHILADELPHIA, Pennsylvania, United States

Custodian BANK OF AMERICA, N.A. PHILADELPHIA, Pennsylvania, United States Related to adviser: No

Marketer CAPLINK SECURITIES, INC HERMOSA BEACH, California, United States Related to adviser: No

Marketer CAPRA GLOBAL PARTNERS LIMITED LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG, LLP
PCAOB 185

CAPLINK SECURITIES, INC
CRD 130702 · SEC 8-66379

Filing source

Form ADV 1782012 · Aug 21, 2023 · Schedule D 7.B.(1), fund 805-9021981877

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jay J. Eisner	Executive
David M. Lazarus	Executive
Ira M. Lubert	Promoter
Herbert L. Miller, Jr.	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2929 Arch Street, Suite 2800
Philadelphia, PA, 19104-2868