Form D · Investment Banking
LEHMAN BROTHERS EUROPEAN MEZZANINE LEVERAGED PART 03-A LP
Chicago, IL · CIK 0001286926
Offering snapshot reported Oct 5, 2011 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 400 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 5, 2011 | Initial | Yet to sell | No comparison | 400 | SEC filing |
Offering details
- Securities
- Equity, Debt, Option to acquire, Pooled investment fund
- Exemptions
- 04, 04.1, 04.2, 04.3, 3C, 3C.1, 3C.9, 3C.2, 3C.10, 3C.3, 3C.11, 3C.4, 3C.12, 3C.5, 3C.13, 3C.6, 3C.14, 3C.7
- Duration over one year
- Yes
- Business combination
- Yes
- Sales commissions
- $200K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-166791
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Eddie Norward Jr | None | Bear Stern Overseas Emerging Market Fund |
Source: Form D, filed Oct 5, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Eddie Norward Jr | Executive |
Issuer details
Industry: Investment Banking (See others in industry)
Address:
28 East Jackson Street
Chicago, IL, 60604
Chicago, IL, 60604