Form D · Agriculture
Legumex Walker Inc.
Winnipeg, A2 · CIK 0001526172
Offering snapshot reported Jul 28, 2011 · SEC filing
- Reported sold
- $20.9M Offering amount: $20.9M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 14, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 28, 2011 | Initial | $20,935,110 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $1.09M
- Finders' fees
- $0
- Form D file number
- 021-163571
Total offering amount/amount sold of common shares outside the U.S. under Rule 903(b)(1) of Regulation S was CAD$93,975,102/USD$99,613,608 and inside the U.S. under Rule 506 of Regulation D was CAD$19,750,104/USD$20,935,110.
With respect to 6,269,000 shares sold under Rule 903(b)(1) of Reg. S and 956,000 shares sold under Rule 506, the underwriters received a cash fee equal to 6% of the gross sales amount and compensation options equal to 6% of those 7,225,000 shares sold.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Cormark Securities (USA) Limited | 101000 |
Source: Form D, filed Jul 28, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joel Horn | Director, Executive |
| Anthony Kulbacki | Executive |
| Robert Lafond | Executive |
| Ivan Sabourin | Director, Executive |
| Bruce Scherr | Director |
| Chris Schnarr | Director |
| Norman Spaeth | Executive |
| Martin Thrasher | Director |
| David Walker | Director, Executive |
| Peter Williams | Director |
Issuer details
Industry: Agriculture (See others in industry)
Address:
30 Th Floor, 360 Main Street
Winnipeg, A2, R3C 4G1
Winnipeg, A2, R3C 4G1