Form D · Hedge Fund
Legion Strategies, Ltd.
New York, NY · CIK 0001547953
Offering snapshot reported Apr 7, 2026 · SEC filing
- Reported sold
- $228M Indefinite offering
- Investors reported
- 22 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Oct 1, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 7, 2026 | Amendment | $228,177,207 | $0vs Apr 7, 2025 | 22 | SEC filing |
| Apr 7, 2025 | Amendment | $228,177,207 | $0vs Apr 9, 2024 | 22 | SEC filing |
| Apr 9, 2024 | Amendment | $228,177,207 | $0vs Apr 7, 2023 | 22 | SEC filing |
| Apr 7, 2023 | Amendment | $228,177,207 | $0vs Apr 8, 2022 | 22 | SEC filing |
| Apr 8, 2022 | Amendment | $228,177,207 | $0vs Apr 9, 2021 | 22 | SEC filing |
| Apr 9, 2021 | Amendment | $228,177,207 | No comparison | Not reported | SEC filing |
| Apr 9, 2020 | Amendment | $223,177,207 | $499,999vs Apr 11, 2019 | 22 | SEC filing |
| Apr 11, 2019 | Amendment | $222,677,208 | $11,189,051vs Apr 11, 2018 | 21 | SEC filing |
| Apr 11, 2018 | Amendment | $211,488,157 | $25,914,835vs Apr 21, 2017 | 19 | SEC filing |
| Apr 21, 2017 | Amendment | $185,573,322 | $100,000vs Apr 22, 2016 | 16 | SEC filing |
| Apr 22, 2016 | Amendment | $185,473,322 | $59,400,000vs Apr 22, 2015 | 16 | SEC filing |
| Apr 22, 2015 | Amendment | $126,073,322 | $70,124,000vs Apr 24, 2014 | 8 | SEC filing |
| Apr 24, 2014 | Amendment | $55,949,322 | $17,500,000vs Apr 26, 2013 | 5 | SEC filing |
| Apr 26, 2013 | Amendment | $38,449,322 | $0vs Apr 25, 2013 | 4 | SEC filing |
| Apr 25, 2013 | Amendment | $38,449,322 | $35,000,000vs Apr 27, 2012 | 4 | SEC filing |
| Apr 27, 2012 | Initial | $3,449,322 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.61M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-177339
Responses provided in Item #13 is an estimate.
Estimate includes fees that may be paid over the next 12 months.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| MORGAN STANLEY SMITH BARNEY | 149777 | MORGAN STANLEY SMITH BARNEY · CRD 149777 |
| CITIGROUP GLOBAL MARKETS INC. | 7059 | CITIGROUP GLOBAL MARKETS INC. · CRD 7059 |
| Stuart Portfolio Consultants , LP | 44487 | Stuart Portfolio Consultants , LP · CRD 44487 |
| Hastings Capital Group LLC | 142998 | Hastings Capital Group LLC · CRD 142998 |
| UBS Financial Services, Inc. | 8174 | UBS Financial Services, Inc. · CRD 8174 |
| Wells Fargo Advisors, LLC | 19616 | Wells Fargo Advisors, LLC · CRD 19616 |
Source: Form D, filed Apr 7, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
LEGION STRATEGIES, LTD
Investment adviser: SKYBRIDGE CAPITAL II, LLC
- Gross asset value
- $171M
- Beneficial owners
- 174
- ADV minimum commitment
- $50K
Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS
PCAOB 1266
THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49
CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387
HASTINGS CAPITAL GROUP, LLC
CRD 142998 · SEC 8-67517
MORGAN STANLEY
CRD 149777 · SEC 801-70103
STUART PORTFOLIO CONSULTANTS, L.P.
CRD 44487 · SEC 8-50721
UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163
Filing source
Form ADV 2081754 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-4554668601
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Garth Ebanks | Director |
| Peter Burnett Evans | Director |
| Jennifer Fischetti | Director |
| Michael F.B. Gillooly | Director |
| Michael Halsey | Director |
| Bruno A. Roberts | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022