Form D · Hedge Fund

Legion Partners Special Opportunities, L.P. XIV

Los Angeles, CA · CIK 0001830824

Offering snapshot reported Nov 6, 2023 · SEC filing

Reported sold
$3.37M
Indefinite offering
Investors reported
13
Form D · investor count
Minimum accepted
$20K
Reported outside-investor minimum
First sale
Oct 26, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.05M$4.1MNov 4, 2020: $1,940,000.00Nov 4, 2020Nov 4, 2021: $2,360,000.00Nov 4, 2021Nov 4, 2022: $4,100,000.00Nov 4, 2022Nov 6, 2023: $3,370,000.00Nov 6, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,100,000 → $3,370,000
  • Reported investors14 → 13

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 6, 2023Amendment$3,370,000-$730,000vs Nov 4, 202213SEC filing
Nov 4, 2022Amendment$4,100,000$1,740,000vs Nov 4, 202114SEC filing
Nov 4, 2021Amendment$2,360,000$420,000vs Nov 4, 202013SEC filing
Nov 4, 2020Initial$1,940,000No comparison12SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-379677

Source: Form D, filed Nov 6, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LEGION PARTNERS SPECIAL OPPORTUNITIES, LP XIV

Investment adviser: LEGION PARTNERS ASSET MANAGEMENT, LLC

Gross asset value
$2.45M
Beneficial owners
13
ADV minimum commitment
$50K

Reported in Form ADV on Jan 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C ALPS WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP COSTA MESA, California, United States
Custodian WELLS FARGO SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker WELLS FARGO SECURITIES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE LLP
PCAOB 34

WELLS FARGO SECURITIES, LLC
SEC 8-65876

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Filing source

Form ADV 2043973 · Jan 28, 2026 · Schedule D 7.B.(1), fund 805-1746541231

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Christopher Kiper Executive, Promoter
Legion Partners Asset Management, Llc Promoter
Legion Partners Holdings, Llc Promoter
Legion Partners, Llc Promoter
Raymond T. White Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
12121 Wilshire Blvd., Suite 1240
Los Angeles, CA, 90025