Form D · Hedge Fund

Legion Partners Offshore I SP I

Los Angeles, CA · CIK 0001839351

Offering snapshot reported Jan 13, 2023 · SEC filing

Reported sold
$12M
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.02M$12MJan 13, 2021: $11,573,613.00Jan 13, 2021Jan 13, 2022: $11,573,613.00Jan 13, 2022Jan 13, 2023: $12,048,613.00Jan 13, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$11,573,613 → $12,048,613

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 13, 2023Amendment$12,048,613$475,000vs Jan 13, 202215SEC filing
Jan 13, 2022Amendment$11,573,613$0vs Jan 13, 202115SEC filing
Jan 13, 2021Initial$11,573,613No comparison15SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-386250

Source: Form D, filed Jan 13, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LEGION PARTNERS OFFSHORE I SP I

Investment adviser: LEGION PARTNERS ASSET MANAGEMENT, LLC

Gross asset value
$5.07M
Beneficial owners
14
ADV minimum commitment
$100K

Reported in Form ADV on Mar 24, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C ALPS WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP LOS ANGELES, California, United States
Custodian WELLS FARGO SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker WELLS FARGO SECURITIES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

WELLS FARGO SECURITIES, LLC
SEC 8-65876

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Filing source

Form ADV 1724160 · Mar 24, 2023 · Schedule D 7.B.(1), fund 805-6986877088

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Christopher Kiper Executive, Promoter
Legion Partners Asset Management, Llc Promoter
Legion Partners Holdings, Llc Promoter
Raymond T. White Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
12121 Wilshire Blvd., Suite 1240
Los Angeles, CA, 90025