Form D · Hedge Fund
Legion Partners, L.P. II
Los Angeles, CA · CIK 0001618783
Offering snapshot reported Jan 16, 2024 · SEC filing
- Reported sold
- $29.3M Indefinite offering
- Investors reported
- 53 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Aug 1, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$31,233,599 → $29,263,487
- Reported investors62 → 53
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 16, 2024 | Amendment | $29,263,487 | -$1,970,112vs Jan 13, 2023 | 53 | SEC filing |
| Jan 13, 2023 | Amendment | $31,233,599 | $4,885,000vs Jan 13, 2022 | 62 | SEC filing |
| Jan 13, 2022 | Amendment | $26,348,599 | $4,500,930vs Jan 13, 2021 | 57 | SEC filing |
| Jan 13, 2021 | Amendment | $21,847,669 | $2,887,669vs Jan 13, 2020 | 52 | SEC filing |
| Jan 13, 2020 | Amendment | $18,960,000 | $110,000vs Jan 11, 2019 | 48 | SEC filing |
| Jan 11, 2019 | Amendment | $18,850,000 | $6,733,500vs Jan 11, 2018 | 47 | SEC filing |
| Jan 11, 2018 | Amendment | $12,116,500 | $1,331,500vs Jan 11, 2017 | 36 | SEC filing |
| Jan 11, 2017 | Amendment | $10,785,000 | $400,000vs Jan 11, 2016 | 31 | SEC filing |
| Jan 11, 2016 | Amendment | $10,385,000 | $310,000vs Jan 7, 2015 | 28 | SEC filing |
| Jan 7, 2015 | Amendment | $10,075,000 | $1,975,000vs Sep 11, 2014 | 26 | SEC filing |
| Sep 11, 2014 | Initial | $8,100,000 | No comparison | 18 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-224526
Source: Form D, filed Jan 16, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
LEGION PARTNERS, L.P. II
Investment adviser: LEGION PARTNERS ASSET MANAGEMENT, LLC
- Gross asset value
- $19.7M
- Beneficial owners
- 38
- ADV minimum commitment
- $50K
Reported in Form ADV on Jan 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
WELLS FARGO SECURITIES, LLC
SEC 8-65876
WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876
Filing source
Form ADV 2043973 · Jan 28, 2026 · Schedule D 7.B.(1), fund 805-7738884682
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Christoper Kiper | Executive, Promoter |
| Christopher Kiper | Executive, Promoter |
| N/A Legion Partners Asset Management, Llc | Promoter |
| Legion Partners Asset Management, Llc | Promoter |
| Legion Partners Holdings, Llc | Promoter |
| N/A Legion Partners Holdings, Llc | Promoter |
| Legion Partners, Llc | Promoter |
| N/A Legion Partners, Llc | Promoter |
| Bradley Vizi | Executive, Promoter |
| Raymond T. White | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Los Angeles, CA, 90025