Form D · Other Banking and Financial Services
Legend Advance Funding II, LLC
New York, NY · CIK 0001638359
Offering snapshot reported Apr 6, 2015 · SEC filing
- Reported sold
- $250K Offering amount: $4M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Apr 3, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 6, 2015 | Initial | $250,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $400K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-237342
If all offered notes are sold by broker-dealers at 10% commissions.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Bradford Szczecinski | 2102955 | Legend Securities, Inc. · CRD 44952 |
Source: Form D, filed Apr 6, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Carl Petrycki | Executive, Promoter |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
676 Third Avenue 32 Nd Floor
New York, NY, 10017
New York, NY, 10017