Form D · Other Investment Fund

LEGAL & GENERAL S&P 400 SL FUND, LLC

Chicago, IL · CIK 0001689472

Offering snapshot reported Oct 13, 2026 · SEC filing

Reported sold
$438M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Nov 1, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$256M$511MOct 7, 2020: $511,229,427.00Oct 7, 2020Oct 7, 2021: $437,536,530.00Oct 7, 2022: $437,536,530.00Oct 10, 2023: $437,536,530.00Oct 10, 2024: $437,536,530.00Oct 10, 2025: $437,536,530.00Oct 13, 2026: $437,536,530.00Oct 13, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 13, 2026Amendment$437,536,530$0vs Oct 10, 20252SEC filing
Oct 10, 2025Amendment$437,536,530$0vs Oct 10, 20242SEC filing
Oct 10, 2024Amendment$437,536,530$0vs Oct 10, 20232SEC filing
Oct 10, 2023Amendment$437,536,530$0vs Oct 7, 20222SEC filing
Oct 7, 2022Amendment$437,536,530$0vs Oct 7, 20212SEC filing
Oct 7, 2021Amendment$437,536,530-$73,692,897vs Oct 7, 20202SEC filing
Oct 7, 2020Initial$511,229,427No comparison1SEC filing
Oct 7, 2019Amendment$511,229,427$0vs Oct 10, 20181SEC filing
Oct 10, 2018Amendment$511,229,427$46,515,027vs Oct 19, 20171SEC filing
Oct 19, 2017Amendment$464,714,400$266,714,400vs Nov 8, 20161SEC filing
Nov 8, 2016Initial$198,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-377310

Source: Form D, filed Oct 13, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LEGAL & GENERAL S&P 400 SL FUND

Investment adviser: LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA INC.

Gross asset value
$246M
Beneficial owners
2
ADV minimum commitment
$50M

Reported in Form ADV on Jul 1, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Filing source

Form ADV 2116967 · Jul 1, 2026 · Schedule D 7.B.(1), fund 805-9603295223

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Don Andrews Director, Executive
John Bender Director
Siobhan Boylan Director
Mike Chick Executive
Alexia Gottschalch Executive
Lawrence Griffin Executive
Jodan Ledford Director, Executive
N/A Legal & General Investment Management America, Inc. Executive
Abby Marfurt Executive
Aaron Meder Director, Executive
Thomas Meyers Director, Promoter
Beth Anne Panos Director, Executive
Jed Plafker Director, Executive
Kerrigan Procter Director, Executive
Chad Rakvin Director
Mike Reiffsteck Executive
Emma Rodriguez Ayala Executive
Patrick Ryan Director, Executive
Michelle Scrimgeour Director
Jason Shoup Director, Executive
Christine Smith Director, Executive
Michelle Stallings Executive
Kristina St. Charles Executive
Mark Zinkula Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
71 S Wacker Drive Suite 800
Chicago, IL, 60606