Form D · Hedge Fund

Legacy Tangible Asset Fund, LLC

Irvine, CA · CIK 0001528450

Offering snapshot reported Apr 5, 2013 · SEC filing

Reported sold
$8.08M
Offering amount: $250M
Investors reported
3
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 10, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.04M$8.08MOct 5, 2011: $2,000,000.00Oct 5, 2011Apr 4, 2012: $8,076,900.00Apr 4, 2012Apr 5, 2013: $8,076,900.00Apr 5, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 5, 2013Amendment$8,076,900$0vs Apr 4, 20123SEC filing
Apr 4, 2012Amendment$8,076,900$6,076,900vs Oct 5, 20113SEC filing
Oct 5, 2011Initial$2,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$176K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-166810
Fund manager may close the offering any time after $1,000,000 has been raised.
Subject to downward revision by fund manager, Avalon's commission is up to 1.5% of all gross proceeds as Broker-Dealer manager; Broker Dealers up to 4% of the gross proceeds sold.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Lynda Davey1185760Avalon Securities, Ltd · CRD 30522

Source: Form D, filed Apr 5, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Todd Griffiths Director
Malcolm Lee Varner Director
Tanja Olano Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
114 Pacifica Suite 110
Irvine, CA, 92618