Form D · Private Equity Fund
Legacy Harmony, Ltd.
Los Angeles, CA · CIK 0001609858
Offering snapshot reported Jun 13, 2014 · SEC filing
- Reported sold
- $112M Indefinite offering
- Investors reported
- 149 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 2, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 13, 2014 | Initial | $112,332,500 | No comparison | 149 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $723K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-219200
The issuer's investment manager will also pay a trailing placement fee to Morgan Stanley Smith Barney LLC with respect to purchases of interests by Morgan Stanley Smith Barney LLC clients at an annual rate equal to 0.60% of the purchase price.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Stifel, Nicolaus and Company, Incorporated | 793 | |
| Morgan Stanley Smith Barney LLC | 149777 |
Source: Form D, filed Jun 13, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
LEGACY HARMONY, LTD.
Investment adviser: LEGACY PARTNERS, LLC
- Gross asset value
- $125M
- Beneficial owners
- 198
- ADV minimum commitment
- $250K
Reported in Form ADV on Jan 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
Filing source
Form ADV 2045571 · Jan 29, 2026 · Schedule D 7.B.(1), fund 805-5939151626
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert Choi | Director |
| James Gertler | Director |
| Russell Riopelle | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Los Angeles, CA, 90067