Form D · Other Investment Fund
Legacy Equity Fund Inc.
Fort Worth, TX · CIK 0001404796
Offering snapshot reported Jan 12, 2010 · SEC filing
- Reported sold
- $9.26M Offering amount: $10M
- Investors reported
- 200 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Jun 18, 2007 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 12, 2010 | Amendment | $9,256,500 | No comparison | 200 | SEC filing |
| Jun 22, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $926K
- Finders' fees
- $0
- Form D file number
- 021-105122
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Polina, Chris | 14382 | Advanced Planning Securities, Inc. |
| Cantrel, Colby | 14382 | Advanced Planning Securities, Inc. |
| Thomas, Darin | 14382 | Advanced Planning Securities, Inc. |
| Putticle, Ed | 15699 | EDI Financial, Inc. |
| Wendt, Frank | 14382 | Advanced Planning Securities, Inc. |
| Harris, Glen | 14382 | Advanced Planning Securities, Inc. |
| Oldham, Gregory | 14382 | Advanced Planning Securities, Inc. |
| Pausman, Jack | 15699 | EDI Financial, Inc. |
| Pelley, Jason | 15699 | EDI Financial, Inc. |
| Woods, Joel | 15699 | EDI Financial, Inc. |
| Feigenbaum, Mark | 15699 | EDI Financial, Inc. |
| Williams, Roy A. | 15699 | EDI Financial, Inc. |
| Poltratz, Alan | 42794 | Community Bankers Securities, LLC |
| Natoli, Joe | 142485 | Rockwell Global Capital, LLC |
| Fucillo, Bill | 142485 | Rockwell Global Capital, LLC |
| Ferrara, Chris | 142485 | Rockwell Global Capital, LLC |
| Perela, Vincent | 142485 | Rockwell Global Capital, LLC |
Source: Form D, filed Jan 12, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Richard Roark | Director, Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
7509 Chapel Ave.
Fort Worth, TX, 76116
Fort Worth, TX, 76116