Form D · Other Investment Fund

LEGACY ENERGY II, LLC

Reno, NV · CIK 0001779089

Offering snapshot reported Sep 1, 2020 · SEC filing

Reported sold
$7.55M
Offering amount: $50M
Investors reported
40
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
May 31, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.41M$8.82MJun 7, 2019: $7,454,517.00Jun 7, 2019Sep 9, 2019: $8,818,822.00Sep 9, 2019Sep 1, 2020: $7,554,958.00Sep 1, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$8,818,822 → $7,554,958
  • Reported investors63 → 40

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 1, 2020Amendment$7,554,958-$1,263,864vs Sep 9, 201940SEC filing
Sep 9, 2019Amendment$8,818,822$1,364,305vs Jun 7, 201963SEC filing
Jun 7, 2019Initial$7,454,517No comparison51SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$6M (estimated)
Form D file number
021-341432
No sales activity has occurred in relation to Legacy Energy II. Lenders self-educate, determine themselves whether or not they desire to make a loan, and self-attest to this fact. Option reserved to pay non-transaction-based referral fees up to 12%.

Source: Form D, filed Sep 1, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LEGACY ENERGY II LLC

Investment adviser: RESOLUTE CAPITAL ADVISORS

Gross asset value
$55M
Beneficial owners
1
ADV minimum commitment
$25K

Reported in Form ADV on Mar 10, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NES FINANCIAL ROCKLAND, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1497125 · Mar 10, 2021 · Schedule D 7.B.(1), fund 805-3125607286

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Pablo Cortez Executive
Teddy Etheredge Executive
Thomas Powell Executive
Llc Resolute Management Services Director
Stefan Toth Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
9120 Double Diamond Pkwy
Reno, NV, 89521