Form D · Other Investment Fund

Leg IV & Opportunities Fund, LLC

Clayton, MO · CIK 0001749843

Offering snapshot reported Oct 2, 2018 · SEC filing

Reported sold
$14.9M
Indefinite offering
Investors reported
39
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Aug 3, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.45M$14.9MAug 14, 2018: $14,900,000.00Aug 14, 2018Oct 2, 2018: $14,900,000.00Oct 2, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 2, 2018Amendment$14,900,000$0vs Aug 14, 201839SEC filing
Aug 14, 2018Initial$14,900,000No comparison39SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-319235

Source: Form D, filed Oct 2, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael E. Aguirre Executive
Jeffrey S. Cohen Executive
Michael J. Hall Executive
David W. Knall Executive
Jamie M. Knall Executive
Thomas J. Pence Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
120 South Central Avenue
Clayton, MO, 63105