Form D · Hedge Fund

Lee Adaptive Strategies LP

New York, NY · CIK 0001676940

Offering snapshot reported Jul 12, 2016 · SEC filing

Reported sold: $550K
Investors reported: 2
Minimum accepted: $0
First sale: Jul 1, 2016

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 12, 2016	Initial	$550,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-266810

Source: Form D, filed Jul 12, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LEE ADAPTIVE STRATEGIES LP

Investment adviser: 3D/L CAPITAL MANAGEMENT, LLC

Gross asset value: $11.5M
Beneficial owners: 7
ADV minimum commitment: $1M

Reported in Form ADV on May 2, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. YORKTOWN HEIGHTS, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian BANK OF AMERICA, NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1113050 · May 2, 2017 · Schedule D 7.B.(1), fund 805-1811172856

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Thomas H. Lee	Executive
Lee Capital Holdings Llc	Executive
Lee Capital Management Lp	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

767 Fifth Avenue 6 Th Floor
New York, NY, 10153