Form D · Other Investment Fund
Ledger Innovation Fund Ltd.
New York, NY · CIK 0001981603
Offering snapshot reported Jun 20, 2023 · SEC filing
- Reported sold
- $250K Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 27, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 20, 2023 | Initial | $250,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-484616
Source: Form D, filed Jun 20, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
LEDGER INNOVATION FUND, LTD
Investment adviser: LEDGER ILS MANAGERS, LLC
- Gross asset value
- $16.9M
- Beneficial owners
- 2
- ADV minimum commitment
- $10M
Reported in Form ADV on May 6, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG LTD
PCAOB 1277
HSBC GLOBAL SERVICES (UK) LIMITED
LEI 0W1U67PTV5WY3WYWKD79
LEDGER CAPITAL MARKETS, LLC
CRD 289140 · SEC 8-69983
Filing source
Form ADV 1874074 · May 6, 2024 · Schedule D 7.B.(1), fund 805-2407361789
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kathleen Faries | Director |
| Geoff Lewis | Executive |
| Susan Pateras | Director |
| Samir Shah | Director, Executive |
| Hank Xie | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10019