Form D · Private Equity Fund

LC Special Opportunities Fund, LP

Los Angeles, CA · CIK 0001525894

Offering snapshot reported Aug 1, 2011 · SEC filing

Reported sold: $79.6M
Investors reported: 175
Minimum accepted: $0
First sale: Jul 29, 2011

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 1, 2011	Initial	$79,640,000	No comparison	175	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C.7, 3C
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-163764

Source: Form D, filed Aug 1, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ALTAIR SPECIAL OPPORTUNITIES FUND, LLC

Investment adviser: J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

Gross asset value: $86.1M
Beneficial owners: 200
ADV minimum commitment: $500K

Reported in Form ADV on Jan 17, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICE WATERHOUSE COOPERS LLP LOS ANGELES, California, United States

Custodian NATIONAL FINANCIAL SERVICES LLC WESTLAKE, Texas, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICE WATERHOUSE COOPERS LLP
PCAOB 238

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

PERSHING LLC
SEC 8-17574

Filing source

Form ADV 1702014 · Jan 17, 2023 · Schedule D 7.B.(1), fund 805-2279182654

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
LC Special Opportunities Fund, LP (this fund)	Aug 1, 2011	$79,640,000	175
LC - Special Opportunities Fund II, LLC	Jun 10, 2013	$56,275,000	114

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Luminous Capital Gp Llc	Executive
Luminous Capital Holdings, Llc	Executive
David Chih Hou	Executive
Kim Pfeifer Ip	Executive
Mark Elliott Sear	Executive
Robert John Skinner	Executive
Alan Zafran	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2049 Century Park East Suite 320
Los Angeles, CA, 90067