Form D · REITS and Finance
LC Holdings Trust
Denver, CO · CIK 0001500370
Offering snapshot reported Sep 8, 2010 · SEC filing
- Reported sold
- $125K Offering amount: $125K
- Investors reported
- 125 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Sep 7, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 8, 2010 | Initial | $125,000 | No comparison | 125 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $6.25K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-147416
Up to 125 12.5% Series A Cumulative Non-Voting Preferred Shares, par value $0.01 per share.
The sales commission is 5% of the total capital raised with a maximum of $6,250.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Charles B. Harrison | 3071551 | H & L Equities, LLC · CRD 113794 |
| Phyllis J. Beck | 1020488 | H & L Equities, LLC · CRD 113794 |
Source: Form D, filed Sep 8, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Sam Barton | Executive |
| Charlie Martin | Executive |
| Eric C. Resnick | Executive |
| Michael S. Shannon | Executive |
| Steven S. Siegel | Executive |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:
100 Fillmore Street, Suite 600
Denver, CO, 80206
Denver, CO, 80206