Form D · Hedge Fund

LAZARD RATHMORE FUND, LTD.

Grand Cayman, E9 · CIK 0001438704

Offering snapshot reported Mar 20, 2018 · SEC filing

Reported sold
$209M
Indefinite offering
Investors reported
16
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Oct 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$104M$209MMar 16, 2010: $5,248,871.00Mar 16, 2010Mar 16, 2011: $30,264,029.00Mar 16, 2012: $130,360,884.00Mar 18, 2013: $175,464,797.00Mar 18, 2014: $190,745,894.00Mar 18, 2015: $208,762,944.00Mar 18, 2016: $208,879,611.00Mar 20, 2017: $208,880,352.00Mar 20, 2018: $208,880,352.00Mar 20, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Minimum accepted$50,000 → $100,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 20, 2018Amendment$208,880,352$0vs Mar 20, 201716SEC filing
Mar 20, 2017Amendment$208,880,352$117,408vs Mar 18, 201516SEC filing
Mar 18, 2016Amendment$208,879,611$116,667vs Mar 18, 201516SEC filing
Mar 18, 2015Amendment$208,762,944$18,017,050vs Mar 18, 201415SEC filing
Mar 18, 2014Amendment$190,745,894No comparison14SEC filing
Mar 18, 2013Amendment$175,464,797No comparison14SEC filing
Mar 16, 2012Amendment$130,360,884No comparison10SEC filing
Mar 16, 2011Amendment$30,264,029No comparison6SEC filing
Mar 16, 2010Amendment$5,248,871No comparison4SEC filing
Jun 24, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-119631
No money paid to date.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Lazard Asset Management Securities LLC129119

Source: Form D, filed Mar 20, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LAZARD RATHMORE FUND, LTD.

Investment adviser: LAZARD ASSET MANAGEMENT LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$1M

Reported in Form ADV on Aug 28, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP GEORGE TOWN, Cayman Islands
Marketer BRIDGE PARTNERS LLC GENEVA, Switzerland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE LLP
PCAOB 34

Filing source

Form ADV 1342420 · Aug 28, 2019 · Schedule D 7.B.(1), fund 805-6967677989

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Trinda L. Blackmore Director
Jagatnarine Churaman Executive
John Collis Director
Craig T. Fulton Director
Dawn C. Griffiths Director
Lazard Asset Management Llc Promoter
Gerald B. Mazzari Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Conyers Trust Co (Cayman) Ltd Cricket Square, Hutchins Drive, Pob 2681
Grand Cayman, E9, KY1-1111