Form D · Hedge Fund

LAZARD KOREA CORPORATE GOVERNANCE FUND, PLC

Dublin 2, L2 · CIK 0001356001

Offering snapshot reported Mar 16, 2012 · SEC filing

Reported sold
$191M
Indefinite offering
Investors reported
29
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Apr 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$95.5M$191MMar 16, 2010: $150,519,954.00Mar 16, 2010Mar 16, 2011: $188,147,234.00Mar 16, 2011Mar 16, 2012: $190,964,322.00Mar 16, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 16, 2012Amendment$190,964,322No comparison29SEC filing
Mar 16, 2011Amendment$188,147,234No comparison26SEC filing
Mar 16, 2010Amendment$150,519,954No comparison25SEC filing
Aug 17, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Apr 25, 2006PaperNot reportedNo comparisonNot reported
Mar 2, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-87171
No money paid to date.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Lazard Asset Management Securities LLC129119

Source: Form D, filed Mar 16, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LAZARD KOREA CORPORATE GOVERNANCE FUND, PLC

Investment adviser: LAZARD ASSET MANAGEMENT LLC

Gross asset value
$38.6M
Beneficial owners
11
ADV minimum commitment
$1M

Reported in Form ADV on Nov 28, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND), LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE DUBLIN, Ireland
Custodian STATE STREET CUSTODIAL SERVICE (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 682344 · Nov 28, 2012 · Schedule D 7.B.(1), fund 805-3535961644

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jagatnarine Churaman Executive
Denise Kinsella Director
Gerald Mazzari Director
Lorcan Tiernan Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
International Fund Svcs (Ireland) Ltd Bishop's Square, 3rd Fl, Redmond's Hill
Dublin 2, L2, 00000