Form D · Hedge Fund

LAZARD JAPAN CARINA FUND, PLC

Dublin 2, L2 · CIK 0001345036

Offering snapshot reported Mar 16, 2012 · SEC filing

Reported sold
$79.7M
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Nov 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$943M$1.89BMar 16, 2010: $1,885,982,314.00Mar 16, 2010Mar 16, 2011: $79,449,894.00Mar 16, 2011Mar 16, 2012: $79,719,110.00Mar 16, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 16, 2012Amendment$79,719,110No comparison11SEC filing
Mar 16, 2011Amendment$79,449,894No comparison11SEC filing
Mar 16, 2010Amendment$1,885,982,314No comparison6SEC filing
Nov 18, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-83384
No money paid to date.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Lazard Asset Management Securities LLC129119

Source: Form D, filed Mar 16, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LAZARD JAPAN CARINA FUND, PLC

Investment adviser: LAZARD ASSET MANAGEMENT LLC

Gross asset value
$30.6M
Beneficial owners
7
ADV minimum commitment
$1M

Reported in Form ADV on Nov 28, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES DUBLIN 2, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE DUBLIN, Ireland
Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN 2, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 682344 · Nov 28, 2012 · Schedule D 7.B.(1), fund 805-5963100619

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jagatnarine Churaman Executive
Denise Kinsella Director
Gerald Mazzari Director
Lorcan Tiernan Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
International Fund Svcs (Ireland) Ltd Bishop's Square, 3 Rd Fl, Redmond's Hill
Dublin 2, L2, 00000