Form D · Other Investment Fund

Lazard ESC US Short Duration Treasuries Portfolio, a series of Lazard ESC Funds LLC

New York, NY · CIK 0001768335

Offering snapshot reported Feb 23, 2022 · SEC filing

Reported sold
$112M
Indefinite offering
Investors reported
386
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 4, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$56.1M$112MFeb 26, 2019Feb 25, 2020: $33,890,043.00Feb 25, 2020Feb 24, 2021: $83,263,745.00Feb 24, 2021Feb 23, 2022: $112,176,638.00Feb 23, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$83,263,745 → $112,176,638
  • Reported investors342 → 386

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 23, 2022Amendment$112,176,638$28,912,893vs Feb 24, 2021386SEC filing
Feb 24, 2021Amendment$83,263,745$49,373,702vs Feb 25, 2020342SEC filing
Feb 25, 2020Amendment$33,890,043No comparison227SEC filing
Feb 26, 2019InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-333564

Source: Form D, filed Feb 23, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Lazard Asset Management Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Lazard Asset Management Llc 30 Rockefeller Plaza
New York, NY, 10112