Form D · Other Investment Fund

Lazard Emerging Markets Small Cap Equity Trust

Nashua, NH · CIK 0001533658

Offering snapshot reported Oct 9, 2026 · SEC filing

Reported sold: $1.43B
Investors reported: 83
Minimum accepted: $1M
First sale: Jan 1, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 9, 2026	Amendment	$1,432,950,667	$0vs Oct 10, 2025	83	SEC filing
Oct 10, 2025	Amendment	$1,432,950,667	$0vs Oct 11, 2024	83	SEC filing
Oct 11, 2024	Amendment	$1,432,950,667	$0vs Oct 12, 2023	83	SEC filing
Oct 12, 2023	Amendment	$1,432,950,667	$0vs Oct 13, 2022	83	SEC filing
Oct 13, 2022	Amendment	$1,432,950,667	$0vs Oct 14, 2021	83	SEC filing
Oct 14, 2021	Amendment	$1,432,950,667	$34,500,000vs Oct 16, 2020	83	SEC filing
Oct 16, 2020	Amendment	$1,398,450,667	$40,565,000vs Oct 17, 2019	83	SEC filing
Oct 17, 2019	Amendment	$1,357,885,667	$214,320,000vs Oct 18, 2018	80	SEC filing
Oct 18, 2018	Amendment	$1,143,565,667	$246,238,417vs Oct 20, 2017	71	SEC filing
Oct 20, 2017	Amendment	$897,327,250	$66,265,000vs Oct 21, 2016	59	SEC filing
Oct 21, 2016	Amendment	$831,062,250	$20,144,000vs Oct 23, 2015	50	SEC filing
Oct 23, 2015	Amendment	$810,918,250	$189,703,591vs Oct 24, 2014	48	SEC filing
Oct 24, 2014	Amendment	$621,214,659	$502,606,007vs Oct 25, 2013	46	SEC filing
Oct 25, 2013	Amendment	$118,608,652	$113,626,652vs Oct 26, 2012	22	SEC filing
Oct 26, 2012	Amendment	$4,982,000	No comparison	4	SEC filing
Oct 28, 2011	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-167965

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Lazard Asset Management Securities LLC	129119

Source: Form D, filed Oct 9, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LAZARD EMERGING MARKETS SMALL CAP EQUITY TRUST

Investment adviser: LAZARD ASSET MANAGEMENT LLC

Gross asset value: $212M
Beneficial owners: 10
ADV minimum commitment: $1M

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

Filing source

Form ADV 2048258 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-9502867076

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Of New Hampshire State Street Bank And Trust Company	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

20 Trafalgar Square Suite #449
Nashua, NH, 03063