Form D · Hedge Fund

Lazard Emerging Income Plus, Ltd.

Hamilton, D0 · CIK 0001399430

Offering snapshot reported Mar 18, 2016 · SEC filing

Reported sold
$617M
Indefinite offering
Investors reported
84
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Feb 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$308M$617MMar 16, 2010: $309,789,281.00Mar 16, 2010Mar 16, 2011: $319,708,182.00Mar 16, 2012: $422,839,593.00Mar 18, 2013: $489,468,471.00Mar 18, 2014: $490,587,341.00Mar 18, 2015: $616,320,698.00Mar 18, 2016: $616,783,324.00Mar 18, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 18, 2016Amendment$616,783,324No comparison84SEC filing
Mar 18, 2015Amendment$616,320,698No comparison84SEC filing
Mar 18, 2014Amendment$490,587,341No comparison79SEC filing
Mar 18, 2013Amendment$489,468,471No comparison74SEC filing
Mar 16, 2012Amendment$422,839,593No comparison67SEC filing
Mar 16, 2011Amendment$319,708,182No comparison45SEC filing
Mar 16, 2010Amendment$309,789,281No comparison40SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-102984
No money paid to date.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Lazard Asset Management Securities LLC129119

Source: Form D, filed Mar 18, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LAZARD EMERGING INCOME PLUS, LTD

Investment adviser: LAZARD ASSET MANAGEMENT LLC

Gross asset value
$82.2M
Beneficial owners
11
ADV minimum commitment
$1M

Reported in Form ADV on Feb 10, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND), LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP PHILADELPHIA, Pennsylvania, United States
Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Prime broker CITIBANK N.A. NEW YORK, New York, United States
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

Filing source

Form ADV 1073876 · Feb 10, 2017 · Schedule D 7.B.(1), fund 805-3203680137

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Charles L. Carroll Director
Dawn C. Griffiths Director
Lazard Asset Management Llc Promoter
Ernest Morrison Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Coson Corporate Services Limited Cumberland House, 9 Th Fl, 1 Victoria St.
Hamilton, D0, HM FX 1561