Form D · Hedge Fund

Lazard EM Currency Income Fund, Ltd.

Hamilton, D0 · CIK 0001535453

Offering snapshot reported Dec 6, 2013 · SEC filing

Reported sold: $62.5M
Investors reported: 14
Minimum accepted: $0
First sale: Nov 1, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$2,955,892 → $62,451,458
Reported investors2 → 14
Minimum accepted$50,000 → $0

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 6, 2013	Amendment	$62,451,458	$59,495,566vs Dec 6, 2011	14	SEC filing
Dec 6, 2012	Amendment	$62,451,458	$59,495,566vs Dec 6, 2011	14	SEC filing
Dec 6, 2011	Initial	$2,955,892	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-169687

No money paid to date.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
None	None	Lazard Asset Management Securities LLC · CRD 129119

Source: Form D, filed Dec 6, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LAZARD EM CURRENCY INCOME FUND, LTD.

Investment adviser: LAZARD ASSET MANAGEMENT LLC

Gross asset value: $10.6M
Beneficial owners: 3
ADV minimum commitment: $1M

Reported in Form ADV on Nov 24, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND), LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ANCHIN BLOCK & ANCHIN LLP NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 957939 · Nov 24, 2015 · Schedule D 7.B.(1), fund 805-1719560736

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Charles L. Carroll	Director, Executive
Jagatnarine Churaman	Executive
Dawn C. Griffiths	Director, Executive
Ernest Morrison	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Coson Corporate Services, Ltd. Cumberland House, 9 Th Fl, 1 Victoria St.
Hamilton, D0, HM FX 1561