Form D · Hedge Fund

LAZARD DIVERSIFIED STRATEGIES FUND, PLC

Grand Canal Dock, Dublin 1, L2 · CIK 0001411368

Offering snapshot reported Mar 16, 2012 · SEC filing

Reported sold
$73.9M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Nov 1, 2001
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$37M$73.9MMar 16, 2010: $28,500,000.00Mar 16, 2010Mar 16, 2011: $28,500,000.00Mar 16, 2011Mar 16, 2012: $73,945,851.00Mar 16, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 16, 2012Amendment$73,945,851No comparison2SEC filing
Mar 16, 2011Amendment$28,500,000No comparison3SEC filing
Mar 16, 2010Amendment$28,500,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-108472

Source: Form D, filed Mar 16, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LAZARD DIVERSIFIED STRATEGIES FUND, PLC

Investment adviser: LAZARD ALTERNATIVES, LLC

Gross asset value
$104M
Beneficial owners
4
ADV minimum commitment
$1M

Reported in Form ADV on Mar 16, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON INVESTMENT SERVICING (INTERNATIONAL) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE DUBLIN, Ireland
Custodian BNY MELLON TRUST COMPANY (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

Filing source

Form ADV 622875 · Mar 16, 2012 · Schedule D 7.B.(1), fund 805-3188074673

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jim Cleary Executive
Gerald Mazzari Director
Fiona Mulcahy Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Bny Mellon Alternative Investment Sv Riverside 2, Sir John Rogerson?S Quay
Grand Canal Dock, Dublin 1, L2, 00000