Form D · Hedge Fund

Lavien Partners, LP

New York, NY · CIK 0001740302

Offering snapshot reported Jul 22, 2020 · SEC filing

Reported sold
$16.9M
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Apr 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.45M$16.9MMay 21, 2018: $13,780,180.00May 21, 2018May 21, 2019: $16,130,180.00May 21, 2019Jul 22, 2020: $16,905,180.00Jul 22, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$16,130,180 → $16,905,180

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 22, 2020Amendment$16,905,180$775,000vs May 21, 201915SEC filing
May 21, 2019Amendment$16,130,180$2,350,000vs May 21, 201815SEC filing
May 21, 2018Initial$13,780,180No comparison16SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-312855

Source: Form D, filed Jul 22, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LAVIEN PARTNERS LP

Investment adviser: LAVIEN ADVISORS, LLC

Gross asset value
$28.8M
Beneficial owners
20
ADV minimum commitment
$100K

Reported in Form ADV on Jul 3, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator VISTRA NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNER AMPER NEW YORK, New York, United States
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNER AMPER
PCAOB 274

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Filing source

Form ADV 1772858 · Jul 3, 2023 · Schedule D 7.B.(1), fund 805-3263276841

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael Huber Executive, Promoter
. Lavien Advisors, Llc Promoter
. Lavien Gp, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
345 Seventh Avenue Suite 1900
New York, NY, 10001