Form D · Biotechnology

Lattice Biologics Ltd.

Scottsdale, AZ · CIK 0001031020

Offering snapshot reported Apr 18, 2017 · SEC filing

Reported sold
$371K
Offering amount: $371K
Investors reported
7
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 23, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$186K$371KFeb 16, 2017: $258,416.00Feb 16, 2017Mar 14, 2017: $283,236.00Mar 14, 2017Apr 18, 2017: $371,376.00Apr 18, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$283,236 → $371,376
  • Reported investors5 → 7

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 18, 2017Amendment$371,376$88,140vs Mar 14, 20177SEC filing
Mar 14, 2017Amendment$283,236$24,820vs Feb 16, 20175SEC filing
Feb 16, 2017Initial$258,416No comparison4SEC filing
Apr 12, 2016Initial$299,153No comparison2SEC filing
Jan 6, 2016Initial$8,421,063No comparison15SEC filing

Offering details

Securities
Equity, Option to acquire, Security to be acquired
Exemptions
06b, 4a5
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-280889
This amended Form D is being filed to report additional sales and to correct the total offering amount and amount sold.

Source: Form D, filed Apr 18, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Guy Cook Director, Executive
Gregory Davis Executive
Cheryl Farmer Director, Executive
Donald A. Mcinnes Director, Executive
Donald Mc Innes Director
Mario Stifano Director
Catherine Thomas Director

Issuer details

Industry: Biotechnology (See others in industry)

Address:
16701 North 90 Th Street, Suite 101
Scottsdale, AZ, 85260