Form D · Private Equity Fund

Lateral U.S. Credit Opportunities Fund, L.P.

San Mateo, CA · CIK 0001660532

Offering snapshot reported Dec 12, 2016 · SEC filing

Reported sold: $9.54M
Investors reported: 19
Minimum accepted: $100K
First sale: Dec 1, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$6,485,000 → $9,540,000
Reported investors12 → 19

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 12, 2016	Amendment	$9,540,000	$3,055,000vs Dec 11, 2015	19	SEC filing
Dec 11, 2015	Initial	$6,485,000	No comparison	12	SEC filing

Offering details

Securities: Equity
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $625K (estimated)
Finders' fees: $0
Form D file number: 021-252853

Estimated commission due based on performance of fund and performance of Pickwick Capital Partners.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Pickwick Capital Partners, LLC	130672

Source: Form D, filed Dec 12, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Richard De Silva	Executive
N/A Lateral Credit Opportunities, Llc	Executive
N/A Lateral Global Investors, Llc	Executive
Kenneth Masters	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1825 South Grant Street Suite 210
San Mateo, CA, 94402