Form D · Private Equity Fund

Lateral U.S. Credit Opportunities Fund AI, L.P.

San Mateo, CA · CIK 0001779804

Offering snapshot reported Jun 21, 2019 · SEC filing

Reported sold: $6.23M
Investors reported: 6
Minimum accepted: $0
First sale: Sep 28, 2017

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 21, 2019	Initial	$6,225,000	No comparison	6	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-342525

Source: Form D, filed Jun 21, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LATERAL U.S. CREDIT OPPORTUNITIES FUND AI, L.P.

Investment adviser: LATERAL INVESTMENT MANAGEMENT, LLC

Gross asset value: $8.9M
Beneficial owners: 4
ADV minimum commitment: $1M

Reported in Form ADV on Jun 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Filing source

Form ADV 2106328 · Jun 26, 2026 · Schedule D 7.B.(1), fund 805-4936698301

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Richard De Silva	Executive
N/A Lateral Credit Opportunities, Llc	Executive
N/A Lateral Investment Management, Llc	Executive
Kenneth Masters	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

400 S. El Camino Real, Suite 1100
San Mateo, CA, 94402