Form D · Other Investment Fund

LARGE CAP US EQUITY FUND

Seattle, WA · CIK 0001440784

Offering snapshot reported Dec 17, 2021 · SEC filing

Reported sold
$46.7M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.25B$2.49BDec 30, 2009: $604,661,390.00Dec 30, 2009Dec 17, 2010: $838,057,369.00Nov 14, 2011: $983,695,690.00Oct 22, 2012: $1,341,006,289.00Oct 21, 2013: $1,674,750,189.00Jul 11, 2014: $1,912,022,558.00Jul 9, 2015: $2,385,859,432.00Jul 8, 2016: $2,494,112,003.00Nov 30, 2016: $2,494,112,003.00Nov 30, 2017: $314,502,609.00Nov 29, 2018: $262,049,734.00Nov 27, 2019: $69,276,899.00Dec 7, 2020: $45,806,224.00Dec 17, 2021: $46,729,735.00Dec 17, 2021: $46,729,735.00Dec 17, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$45,806,224 → $46,729,735

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 17, 2021Amendment$46,729,735$923,511vs Dec 7, 20204SEC filing
Dec 17, 2021Amendment$46,729,735$923,511vs Dec 7, 20204SEC filing
Dec 7, 2020Amendment$45,806,224-$23,470,675vs Nov 27, 20194SEC filing
Nov 27, 2019Amendment$69,276,899-$192,772,835vs Nov 29, 20185SEC filing
Nov 29, 2018Amendment$262,049,734-$52,452,875vs Nov 30, 201710SEC filing
Nov 30, 2017Amendment$314,502,609-$2,179,609,394vs Nov 30, 201686SEC filing
Nov 30, 2016Amendment$2,494,112,003$108,252,571vs Jul 9, 201586SEC filing
Jul 8, 2016Amendment$2,494,112,003$108,252,571vs Jul 9, 201586SEC filing
Jul 9, 2015Amendment$2,385,859,432$473,836,874vs Jul 11, 201486SEC filing
Jul 11, 2014Amendment$1,912,022,558$237,272,369vs Oct 21, 201386SEC filing
Oct 21, 2013Amendment$1,674,750,189$333,743,900vs Oct 22, 201281SEC filing
Oct 22, 2012Amendment$1,341,006,289$357,310,599vs Nov 14, 201174SEC filing
Nov 14, 2011Amendment$983,695,690$145,638,321vs Dec 17, 201062SEC filing
Dec 17, 2010Amendment$838,057,369$233,395,979vs Dec 30, 200935SEC filing
Dec 30, 2009Amendment$604,661,390No comparison23SEC filing
Jul 21, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-120692
Russell Investments Implementation Services, LLC is not compensated for its services in connection with this offering out of the offering proceeds or Issuer's assets, or by the Issuer's investors.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Russell Investments Implementation Services, LLC21771

Source: Form D, filed Dec 17, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LARGE CAP US EQUITY FUND

Investment adviser: RUSSELL INVESTMENTS CAPITAL, LLC

Gross asset value
$4.59M
Beneficial owners
2
ADV minimum commitment
$0

Reported in Form ADV on Apr 13, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator RUSSELL INVESTMENTS FUND SERVICES, LLC SEATTLE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor PRICEWATERHOUSECOOPERS LLP SEATTLE, Washington, United States
Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK & TRUST COMPANY
LEI 571474TGEMMWANRLN572

Filing source

Form ADV 1752346 · Apr 13, 2023 · Schedule D 7.B.(1), fund 805-2215946106

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Sole Member Frank Russell Company Promoter
Peter Gunning Director
Issuer Russell Institutional Funds, Llc Promoter
Issuer Russell Institutional Funds Management, Llc Promoter
Managing Member Russell Institutional Funds Management, Llc Promoter
Investment Manager Russell Investment Management Company Promoter
Investment Manager Russell Investments Capital, Llc Promoter
Managing Member Russell Investments Funds Management, Llc Promoter
Issuer Russell Investments Institutional Funds, Llc Promoter
Sole Member Russell Investments Us Institutional Holdco, Inc. Promoter
Mark Swanson Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Russell Investments Funds Mgmt, Llc 1301 Second Avenue, 18 Th Floor
Seattle, WA, 98101