Form D · Hedge Fund

Lapis Opportunities Fund IV, LP

Moraga, CA · CIK 0001507395

Offering snapshot reported Jan 25, 2011 · SEC filing

Reported sold: $5M
Investors reported: 10
Minimum accepted: $10K
First sale: Jan 24, 2011

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 25, 2011	Amendment	$5,000,000	No comparison	10	SEC filing
Dec 8, 2010	Initial	Yet to sell	No comparison	10	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-151596

Source: Form D, filed Jan 25, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LAPIS OPPORTUNITIES FUND IV, LP

Investment adviser: LAPIS ADVISERS, LP

Gross asset value: $915K
Beneficial owners: 13
ADV minimum commitment: $250K

Reported in Form ADV on Aug 10, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HC GLOBAL FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States

Custodian CREWS & ASSOCIATES, INC. LITTLE ROCK, Arkansas, United States Related to adviser: No

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MILLENNIUM TRUST COMPANY, LLC OAK BROOK, Illinois, United States Related to adviser: No

Custodian WESTERN INTERNATIONAL SECURITIES, INC. BROOKLYN, New York, United States Related to adviser: No

Prime broker WESTERN INTERNATIONAL SECURITIES, INC. BROOKLYN, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CREWS & ASSOCIATES, INC.
SEC 8-24075

J.P. MORGAN SECURITIES LLC
SEC 8-35008

WESTERN INTERNATIONAL SECURITIES, INC.
SEC 8-48572

WESTERN INTERNATIONAL SECURITIES, INC.
CRD 39262 · SEC 8-48572

Filing source

Form ADV 1133468 · Aug 10, 2017 · Schedule D 7.B.(1), fund 805-9606055317

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Lapis Opportunities Fund II, LP	Mar 26, 2010	$5,000,000	3
Lapis Opportunities Fund IV, LP (this fund)	Jan 25, 2011	$5,000,000	10

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Lapis Advisers, Lp	Executive
Kjerstin Hatch	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1640 School Street
Moraga, CA, 94556