Form D · Other Investment Fund

Lapis Opportunites Fund I, LP

Moraga, CA · CIK 0001487957

Offering snapshot reported Mar 25, 2010 · SEC filing

Reported sold
$2M
Offering amount: $2M
Investors reported
3
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Mar 15, 2010
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 25, 2010Initial$2,000,000No comparison3SEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-139965

Source: Form D, filed Mar 25, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LAPIS OPPORTUNITIES FUND I, LP

Investment adviser: LAPIS ADVISERS, LP

Gross asset value
$27.3K
Beneficial owners
5
ADV minimum commitment
$250K

Reported in Form ADV on Aug 10, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HC GLOBAL FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian MILLENNIUM TRUST COMPANY, LLC OAK BROOK, Illinois, United States Related to adviser: No
Prime broker WESTERN INTERNATIONAL SECURITIES, INC. BROOKLYN, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WESTERN INTERNATIONAL SECURITIES, INC.
CRD 39262 · SEC 8-48572

Filing source

Form ADV 1133468 · Aug 10, 2017 · Schedule D 7.B.(1), fund 805-4032180173

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lapis Advisers, Lp Executive
Kjerstin Hatch Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1640 School Street
Moraga, CA, 94556