Form D · REITS and Finance

LANTANA REALTY REIT LLC

New York, NY · CIK 0001692901

Offering snapshot reported Dec 23, 2016 · SEC filing

Reported sold: $125K
Investors reported: 125
Minimum accepted: $1K
First sale: Dec 13, 2016

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 23, 2016	Initial	$125,000	No comparison	125	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $6.25K
Finders' fees: $0
Form D file number: 021-276974

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Charles B. Harrison	3071551	H & L Equities, LLC · CRD 113794
Scott Harrison	4981070	H & L Equities, LLC · CRD 113794
Phyllis Johnson	1020488	H & L Equities, LLC · CRD 113794
Patrick J. Whelchel	5389090	H & L Equities, LLC · CRD 113794
Lori Mayfield	4899271	H & L Equities, LLC · CRD 113794

Source: Form D, filed Dec 23, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LANTANA REALTY REIT LLC

Investment adviser: BRIGHTSTONE INVESTMENT ADVISORS LLC

Gross asset value: $196M
Beneficial owners: 126
ADV minimum commitment: $1K

Reported in Form ADV on May 17, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator REIT ADMINISTRATION, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian HSBC BANK USA, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No

Marketer H & L EQUITIES, LLC ATLANATA, Georgia, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

H & L EQUITIES, LLC
CRD 113794 · SEC 8-53371

Filing source

Form ADV 1218743 · May 17, 2018 · Schedule D 7.B.(1), fund 805-8111451303

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Dennis Irvin	Executive
Doug Lee	Executive
John Rivard	Executive

Issuer details

Industry: REITS and Finance (See others in industry)

Address:

630 Fifth Avenue 20 Th Fl
New York, NY, 10111