Form D · Other
LEX Markets Corp.
New York, NY · CIK 0001736614
Offering snapshot reported Dec 27, 2021 · SEC filing
- Reported sold
- $9.2M Offering amount: $15M
- Investors reported
- 74 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 10, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 27, 2021 | Initial | $9,203,224 | No comparison | 74 | SEC filing |
| Jul 20, 2021 | Amendment | $12,577,390 | No comparison | Not reported | SEC filing |
| Jul 17, 2020 | Amendment | $3,934,511 | $3,596,511vs Jul 17, 2019 | 27 | SEC filing |
| Jul 17, 2019 | Amendment | $338,000 | $288,000vs Apr 9, 2018 | 13 | SEC filing |
| Apr 9, 2018 | Initial | $50,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-426666
Source: Form D, filed Dec 27, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Baboulas | Director |
| Jean E. Barish | Director, Executive |
| Richard Clark | Director |
| Jesse Daugherty | Director, Executive |
| Martin Edelman | Director |
| Alicia Glen | Director |
| John Harthorne | Director |
| Craig Hatkoff | Director |
| George Hornig | Director |
| Jamshaid Khan | Executive |
| Alan Patricof | Director |
| Drew S. Sterrett | Director, Executive |
| Dean S. Sterrett | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
25 West 39 Th Street Floor 8
New York, NY, 10018
New York, NY, 10018