Form D · Hedge Fund

LakeWater Total Return Opportunity Fund, L.P.

Skaneateles, NY · CIK 0001490162

Offering snapshot reported May 22, 2020 · SEC filing

Reported sold
$63.4M
Indefinite offering
Investors reported
92
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Apr 12, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$31.7M$63.4MMay 3, 2010: $21,168,612.00May 3, 2010Jul 29, 2011: $36,447,612.00Oct 14, 2011: $36,935,612.00Oct 4, 2012: $45,720,597.00Oct 4, 2013: $56,338,676.00Oct 7, 2013: $51,945,597.00Dec 11, 2013: $57,138,676.00May 20, 2014: $57,378,676.00May 19, 2015: $57,879,676.00Nov 9, 2015: $58,429,676.00May 6, 2016: $61,604,676.00May 3, 2017: $62,354,676.00Apr 30, 2018: $63,354,676.00Apr 23, 2019: $63,354,676.00Apr 17, 2020: $63,354,676.00May 22, 2020: $63,354,676.00May 22, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 22, 2020Amendment$63,354,676$0vs Apr 17, 202092SEC filing
Apr 17, 2020Amendment$63,354,676$0vs Apr 23, 201992SEC filing
Apr 23, 2019Amendment$63,354,676$0vs Apr 30, 201892SEC filing
Apr 30, 2018Amendment$63,354,676$1,000,000vs May 3, 201792SEC filing
May 3, 2017Amendment$62,354,676$750,000vs May 6, 201691SEC filing
May 6, 2016Amendment$61,604,676$3,175,000vs Nov 9, 201590SEC filing
Nov 9, 2015Amendment$58,429,676$550,000vs May 19, 201582SEC filing
May 19, 2015Amendment$57,879,676$501,000vs May 20, 201480SEC filing
May 20, 2014Amendment$57,378,676$240,000vs Dec 11, 201377SEC filing
Dec 11, 2013Amendment$57,138,676$5,193,079vs Oct 7, 201377SEC filing
Oct 7, 2013Amendment$51,945,597$6,225,000vs Oct 4, 201276SEC filing
Oct 4, 2013Amendment$56,338,676$10,618,079vs Oct 4, 201276SEC filing
Oct 4, 2012Amendment$45,720,597$8,784,985vs Oct 14, 201175SEC filing
Oct 14, 2011Amendment$36,935,612$488,000vs Jul 29, 201166SEC filing
Jul 29, 2011Amendment$36,447,612$15,279,000vs May 3, 201064SEC filing
May 3, 2010Initial$21,168,612No comparison54SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$73.6K
Form D file number
021-141418
Finders' fees are paid out of the management fees and incentive fees received by the Manager and the General Partner of the Issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Pinnacle Investments, LLC142910

Source: Form D, filed May 22, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LAKEWATER TOTAL RETURN OPPORTUNITY FUND, L.P.

Investment adviser: LAKEWATER CAPITAL LLC

Gross asset value
$33.3M
Beneficial owners
64
ADV minimum commitment
$500K

Reported in Form ADV on Mar 29, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO USA NEW YORK, New York, United States
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Marketer PINNACLE INVESTMENTS, LLC SYRACUSE, New York, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BDO USA
PCAOB 243

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

GOLDMAN SACHS & CO. LLC
SEC 8-129

PINNACLE INVESTMENTS, LLC
CRD 142910 · SEC 801-67860

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1173846 · Mar 29, 2018 · Schedule D 7.B.(1), fund 805-3137294289

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ethan Garber Executive
Derek Jerina Executive
N/A Lake Water Equity Partners, Llc Executive
N/A Lake Water Total Return Equity Partners Llc Executive
Michael Wamp Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
3 Fennell Street Suite 3
Skaneateles, NY, 13152