Form D · Hedge Fund

LAKE UNION CAPITAL MONTLAKE FUND, LP

Seattle, WA · CIK 0001528294

Offering snapshot reported Jul 22, 2014 · SEC filing

Reported sold
$13.7M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Oct 3, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.84M$13.7MOct 4, 2012: $12,330,419.00Oct 4, 2012Oct 3, 2013: $13,055,465.00Oct 3, 2013Jul 22, 2014: $13,674,851.00Jul 22, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$12,330,419 → $13,674,851
  • Reported investors4 → 5

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 22, 2014Amendment$13,674,851$1,344,432vs Oct 4, 20125SEC filing
Oct 3, 2013Amendment$13,055,465$725,046vs Oct 4, 20124SEC filing
Oct 4, 2012Initial$12,330,419No comparison4SEC filing
Oct 4, 2011Initial$11,080,419No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-185001

Source: Form D, filed Jul 22, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LAKE UNION CAPITAL TE FUND, LP

Investment adviser: LAKE UNION CAPITAL MANAGEMENT, LLC

Gross asset value
$13.6M
Beneficial owners
1
ADV minimum commitment
$1M

Reported in Form ADV on Apr 30, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS PRICE MEADOWS BELLEVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LLP MELVILLE, New York, United States
Custodian GOLDMAN, SACHS & CO. JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker BTIG, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 732807 · Apr 30, 2013 · Schedule D 7.B.(1), fund 805-5845851832

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lake Union Capital Management, Llc Promoter
Michael R. Self Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
601 Union Street Suite 4616
Seattle, WA, 98101