Form D · Hedge Fund

Lake Union Capital Fund L P

Seattle, WA · CIK 0001307659

Offering snapshot reported Aug 15, 2014 · SEC filing

Reported sold
$47.2M
Indefinite offering
Investors reported
85
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Sep 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$23.6M$47.2MApr 30, 2009: $32,762,541.00Apr 30, 2009Apr 5, 2010: $35,910,354.00Aug 16, 2010: $38,060,354.00Aug 16, 2011: $46,677,804.00Aug 16, 2012: $47,237,254.00Aug 15, 2013: $47,237,254.00Aug 15, 2014: $47,237,254.00Aug 15, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$32,762,541 → $47,237,254

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 15, 2014Amendment$47,237,254$14,474,713vs Apr 30, 200985SEC filing
Aug 15, 2013Amendment$47,237,254$14,474,713vs Apr 30, 200985SEC filing
Aug 16, 2012Amendment$47,237,254$14,474,713vs Apr 30, 200985SEC filing
Aug 16, 2011Amendment$46,677,804$13,915,263vs Apr 30, 200984SEC filing
Aug 16, 2010Amendment$38,060,354$5,297,813vs Apr 30, 200969SEC filing
Apr 5, 2010Amendment$35,910,354$3,147,813vs Apr 30, 200959SEC filing
Apr 30, 2009Amendment$32,762,541No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-70738

Source: Form D, filed Aug 15, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LAKE UNION CAPITAL FUND, LP

Investment adviser: LAKE UNION CAPITAL MANAGEMENT, LLC

Gross asset value
$40.9M
Beneficial owners
1
ADV minimum commitment
$1M

Reported in Form ADV on Apr 30, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS PRICE MEADOWS BELLEVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LLC MELVILLE, New York, United States
Custodian UBS SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker UBS SECURITIES LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 732807 · Apr 30, 2013 · Schedule D 7.B.(1), fund 805-9163908228

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lake Union Capital Management, Llc Executive
Michael R. Self Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
601 Union Street Suite 4616
Seattle, WA, 98101