Industry: Pooled Investment Fund (See others in industry)
Address:| Date | FilingType | Incremental Cash | Link to Raw Filing | |||
|---|---|---|---|---|---|---|
| 2025-09-12 | New | $103,116,584 | Unknown | Other | SEC link | |
| 2024-09-16 | Amended | $103,064,442 | $0 | Other | 06b 3C 3C.1 | SEC link |
| 2023-08-08 | Amended | $103,064,442 | $0 | Other | 06b 3C 3C.1 | SEC link |
| 2022-08-31 | Amended | $103,064,442 | $0 | Other | 06b 3C 3C.1 | SEC link |
| 2021-09-08 | Amended | $103,064,442 | $0 | Other | SEC link | |
| 2020-09-29 | Amended | $103,064,442 | $0 | Other | 06b 3C 3C.1 | SEC link |
| 2019-09-12 | Amended | $103,064,442 | $0 | Other | 06b 3C 3C.1 | SEC link |
| 2018-10-12 | Amended | $103,064,442 | $0 | Other | 06b 3C 3C.1 | SEC link |
| 2017-08-17 | Amended | $103,064,442 | $0 | Other | 06b 3C 3C.1 | SEC link |
| 2016-08-31 | Amended | $103,064,442 | $65,001 | Other | 06b 3C 3C.1 | SEC link |
| 2015-07-15 | Amended | $102,999,441 | $287,550 | Other | 06b 3C 3C.1 | SEC link |
| 2014-04-25 | Amended | $102,711,891 | $66,103,910 | Other | 06b 3C 3C.1 | SEC link |
| 2013-03-12 | Amended | $36,607,981 | $0 | Other | 06 3C 3C.1 | SEC link |
| 2012-03-09 | Amended | $59,471,029 | $0 | Other | 06 3C 3C.1 | SEC link |
| 2011-03-10 | Amended | $64,794,610 | $0 | Other | 06 3C 3C.1 | SEC link |
| 2010-03-10 | Amended | $66,397,264 | $0 | Other | 06 3C 3C.1 | SEC link |
| Name | Role |
|---|---|
| Fredrick Leonard Astman | Director, Executive, Promoter |
| William Adam Caton | Executive, Promoter |
| None First Wilshire Securities Management, Inc. | Promoter |
| N/A First Wilshire Securities Management, Inc. | Promoter |
| Nicole Elizabeth Green | Executive |
| Scott W Hood | Executive, Promoter |
| None Lake Street Management, Llc | Promoter |
| N/A Lake Street Management, Llc | Promoter |
| Howard Haoming Lu | Executive, Promoter |