Form D · Commercial Banking
LAKE SHORE WISCONSIN CORP
Glenwood City, WI · CIK 0001430497
Offering snapshot reported Mar 7, 2011 · SEC filing
- Reported sold
- $43.1M Offering amount: $43.1M
- Investors reported
- 178 Form D · investor count
- Minimum accepted
- $105K Reported outside-investor minimum
- First sale
- Jun 30, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$42,117,390 → $43,125,390
- Reported investors167 → 178
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 7, 2011 | Amendment | $43,125,390 | $1,008,000vs Oct 7, 2010 | 178 | SEC filing |
| Oct 7, 2010 | Amendment | $42,117,390 | $3,436,545vs Jul 15, 2010 | 167 | SEC filing |
| Jul 15, 2010 | Initial | $38,680,845 | No comparison | 137 | SEC filing |
| Feb 5, 2010 | Amendment | $8,317,000 | $4,815,000vs Apr 23, 2009 | 98 | SEC filing |
| Apr 23, 2009 | Initial | $3,502,000 | No comparison | Not reported | SEC filing |
| Mar 20, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $150K
- Finders' fees
- $0
- Form D file number
- 021-145013
The original offering amount was $45,000,000. The issuer sold $43,125,390 and has now closed the offering. Accordingly, no amount remains to be sold.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Stifel Nicolaus & Company, Incorporated | 793 |
Source: Form D, filed Mar 7, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Beck | Director |
| Peter Paul Bell | Director |
| Gary S. Collins | Director, Executive |
| Eric Hoerner | Director |
| Hugh Mc Lean | Director, Executive |
| James Meisser | Director, Executive, Promoter |
| Jeanene Meisser | Director, Executive, Promoter |
| David T. Provost | Director |
| Mary Jo Schuler | Director |
| Michael S. Shechtman | Director |
| Richard Testwuide | Director |
| Daniel Waibel | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:Glenwood City, WI, 54013