Form D · Commercial Banking
LAKE SHORE III Corp
Glenwood City, WI · CIK 0001596430
Offering snapshot reported Apr 30, 2021 · SEC filing
- Reported sold
- $40M Offering amount: $40M
- Investors reported
- 40 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Apr 5, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 30, 2021 | Initial | $40,000,000 | No comparison | 40 | SEC filing |
| Jan 10, 2014 | Initial | $3,023,100 | No comparison | 22 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $800K
- Finders' fees
- $0
- Form D file number
- 021-397784
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Performance Trust Capital Partners LLC | None |
Source: Form D, filed Apr 30, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Cliff Einhorn | Director |
| Jeanene V. Meisser | Director, Executive |
| James W. Meisser | Director, Executive |
| Mary Jo Schuler | Director |
| Mark D. Wilson | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
220 E. Oak Street
Glenwood City, WI, 54013
Glenwood City, WI, 54013