Form D · REITS and Finance

LAKE MARY 46A SM LLC

West Palm Beach, FL · CIK 0001444576

Offering snapshot reported Jan 4, 2010 · SEC filing

Reported sold
$2.05M
Offering amount: $18.9M
Investors reported
50
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Nov 3, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.03M$2.05MMay 14, 2009: $1,295,347.00May 14, 2009Oct 26, 2009: $1,887,322.00Oct 26, 2009Jan 4, 2010: $2,050,667.00Jan 4, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,887,322 → $2,050,667
  • Reported investors45 → 50

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 4, 2010Amendment$2,050,667$163,345vs Oct 26, 200950SEC filing
Oct 26, 2009Amendment$1,887,322$591,975vs May 14, 200945SEC filing
May 14, 2009Amendment$1,295,347No comparisonNot reportedSEC filing
Mar 18, 2009Initial$1,120,347No comparisonNot reportedSEC filing
Sep 2, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06, 46
Duration over one year
Yes
Business combination
No
Sales commissions
$1.32M (estimated)
Finders' fees
$0
Form D file number
021-122203

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
CapWest Securities, Inc.30002CapWest Securities, Inc. · CRD 30002
Curtis H. Smiley4443310Steven L. Falk and Associates, Inc. · CRD 14297
Robert B. Setser1005169Direct Capital Securities, Inc. · CRD 29639
Raymond P. Stovall1057050Direct Capital Securities, Inc. · CRD 29639
Charles C. Shafe1277113TransAM Securities, Inc. · CRD 18923
Scott A. Kemps1849069Jesup & Lamont Securities Corp. · CRD 39056
Stuart T. Valentine1646981Financial West Group · CRD 16668
Hunter D. Brownlie2349976Financial West Group · CRD 16668

Source: Form D, filed Jan 4, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael Cabot Executive
X Mariner Asset Management Services, Llc Promoter
Homer Marshman, Jr. Executive
Mark Wojnar Executive

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
Mariner Asset Management Services, Llc 1601 Belvedere Road, Suite 200 E
West Palm Beach, FL, 33406