Form D · Other Real Estate

Lake Geneva Retail DST

Oak Brook, IL · CIK 0001601671

Offering snapshot reported Mar 9, 2015 · SEC filing

Reported sold
$19.9M
Offering amount: $19.9M
Investors reported
41
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Feb 28, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.96M$19.9MMar 6, 2014: $10,327,512.00Mar 6, 2014Mar 9, 2015: $19,929,666.00Mar 9, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$10,327,512 → $19,929,666
  • Reported investors10 → 41

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 9, 2015Amendment$19,929,666$9,602,154vs Mar 6, 201441SEC filing
Mar 6, 2014Initial$10,327,512No comparison10SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$1.72M (estimated)
Finders' fees
$0
Form D file number
021-213014
Amount includes selling commissions, dealer fee and placement agent fee.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Douglas A. Beaney2920353Investacorp Inc. · CRD 7684
Inland Securities Corporation15807Inland Securities Corporation · CRD 15807
1st Global Capital Corp.303491st Global Capital Corp. · CRD 30349
Concorde Investment Services LLC151604Concorde Investment Services LLC · CRD 151604
John W. Goff1919761Investacorp Inc. · CRD 7684
Christina S. Nielson4866971Primex · CRD 29394
William A. Morrow836500Independent Financial Group LLC · CRD 7717
Lawrence R. Fiorini Jr.1988099Cliftonlarsonallen Wealth Advisors LLC · CRD 38357
Brad C. Lawing4986486Cambridge Investment Research Inc. · CRD 39543
Toni L. Sutherland2729672Sandlapper Securities LLC · CRD 137906
Jeffrey B. Baker2102752Vanderbilt Securities LLC · CRD 5953
Roger B. Deal2263476Royal Alliance Associates Inc. · CRD 23131
Greg Bachman2948151Purshe Kaplan Sterling Investments · CRD 35747
John G. Chess4812430Investacorp Inc. · CRD 7684
Robert J. Eckhardt4095330Sagepoint Financial Inc. · CRD 133763
Sung P. Lee4856630FSC Securities Corporation · CRD 7461
Andrew M. Dornbusch4860212Independence Realty Securities LLC · CRD 150161
David M. Garrison1803012Cambridge Investment Research Inc. · CRD 39543
John E. Bishop866202Silver Portal Capital LLC · CRD 114290
Jean-Louis Guinchard1983431Silver Portal Capital LLC · CRD 114290

Source: Form D, filed Mar 9, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Inland Private Capital Corporation Executive
N/A Lake Geneva Retail Exchange, L.L.C. Executive
N/A Lake Geneva Retail, L.L.C. Executive

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
2901 Butterfield Road
Oak Brook, IL, 60523