Form D · Other Investment Fund
LAGUNA ACCESS FUND, LLC
Newport Beach, CA · CIK 0001570868
Offering snapshot reported Mar 11, 2013 · SEC filing
- Reported sold
- $200K Offering amount: $2.5M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Oct 12, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 11, 2013 | Initial | $200,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $18K
- Finders' fees
- $0
- Form D file number
- 021-193073
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Monarch Bay Securities, LLC | 141391 |
Source: Form D, filed Mar 11, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert Mercer | Executive |
| Keith Moore | Executive |
| Joe Vigliarolo | Executive |
| David Walters | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
5000 Birch Street
Newport Beach, CA, 92660
Newport Beach, CA, 92660