Form D · Oil and Gas
La Cortez Energy, Inc.
Bogota, F8 · CIK 0001368964
Offering snapshot reported Mar 17, 2010 · SEC filing
- Reported sold
- $5M Offering amount: $10M
- Investors reported
- 22 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 2, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 17, 2010 | Initial | $5,000,000 | No comparison | 22 | SEC filing |
| May 15, 2009 | Amendment | $1,390,000 | No comparison | Not reported | SEC filing |
| Apr 30, 2009 | Initial | Yet to sell | No comparison | Not reported | SEC filing |
| Sep 22, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Apr 2, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $35K (estimated)
- Finders' fees
- $12K (estimated)
- Form D file number
- 021-116769
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Spencer Trask Ventures Inc. | 351669 | |
| Newport Coast Securities, Inc. | 16944 |
Source: Form D, filed Mar 17, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Alexander Berger | Director |
| Andres Gutierrez Rivera | Director, Executive |
| Jose Fernando Montoya Carrillo | Director |
| Jose Fernando Montoya Carrillo | Director |
| Jaime Navas Gaona | Director |
| Jamie Navas Gaona | Director |
| Jaime Ruiz Llano | Director |
| Jamie Ruiz Llano | Director |
| Nadine C. Smith | Director, Executive |
| Richard G. Stevens | Director |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
Calle 67 #7 35 Oficina 409
Bogota, F8, 00000
Bogota, F8, 00000