Form D · Private Equity Fund

L3 Capital Income Fund LLC

New York, NY · CIK 0001793529

Offering snapshot reported Jan 23, 2020 · SEC filing

Reported sold
$10.7M
Offering amount: $50M
Investors reported
31
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Oct 24, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.33M$10.7MNov 8, 2019: $4,275,000.00Nov 8, 2019Jan 23, 2020: $10,660,000.00Jan 23, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,275,000 → $10,660,000
  • Reported investors10 → 31
  • Minimum accepted$250,000 → $100,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 23, 2020Amendment$10,660,000$6,385,000vs Nov 8, 201931SEC filing
Nov 8, 2019Initial$4,275,000No comparison10SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-353008
The minimum amount disclosed in Item 11 may be modified by the Manager in its sole discretion.

Source: Form D, filed Jan 23, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

L3 CAPITAL INCOME FUND LLC

Investment adviser: L3 CAPITAL ADVISORS LLC

Gross asset value
$12.2M
Beneficial owners
25
ADV minimum commitment
$100K

Reported in Form ADV on Mar 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, P.C. STATEN ISLAND, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, P.C.
PCAOB 3978

Filing source

Form ADV 1402347 · Mar 30, 2020 · Schedule D 7.B.(1), fund 805-2382814079

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard Cardinale Executive, Promoter
L3 Capital Advisors Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
75 Wall Street, Suite 23 R
New York, NY, 10005