Form D · Coal Mining
L & L INTERNATIONAL HOLDINGS, INC
Seattle, WA · CIK 0001137083
Offering snapshot reported Nov 20, 2009 · SEC filing
- Reported sold
- $3.26M Offering amount: $3.26M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Nov 6, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 20, 2009 | Initial | $3,257,999 | No comparison | 11 | SEC filing |
| Oct 21, 2009 | Initial | $5,346,981 | No comparison | 39 | SEC filing |
| Sep 9, 2009 | Initial | $1,423,150 | No comparison | 36 | SEC filing |
| Jun 26, 2009 | Initial | $650,000 | No comparison | 3 | SEC filing |
| Jun 25, 2009 | Initial | $378,300 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $261K
- Finders' fees
- $0
- Form D file number
- 021-59144
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Barretto Securities, Inc. | None |
Source: Form D, filed Nov 20, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joseph J Borich | Director |
| Dennis Bracy | Director |
| Shirley Kiang | Director |
| Dickson V Lee | Executive |
| Robert Lee | Director |
| Ian Robinson | Director |
Issuer details
Industry: Coal Mining (See others in industry)
Address:
130 Andover Park East, Sutie 101
Seattle, WA, 98188
Seattle, WA, 98188